Municipal Trading Ops Analyst

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Municipal Syndicate Operations Analyst

Summary:
Responsible for supporting the processing, execution, and settlement of competitive and negotiated municipal underwriting deals. This role works closely with underwriters, bankers, sales, operations, and external partners to ensure accurate, timely, and compliant transactions.

Key Responsibilities:

• Manage deal setup, data entry, CUSIP orders, and system updates (Ipreo, Bloomberg, Deals Database).

• Coordinate good faith notifications, wires, offering materials, and closing documentation.

• Process MSRB G-11 syndicate and private placement settlements.

• Ensure compliance with regulatory filings (e.g., Form G-32) and firm policies.

• Support revenue tracking, recordkeeping, audits, and risk inquiries.

Qualifications:

• 5+ years in municipal underwriting, fixed income, or broker-dealer operations.

• Proficiency with Bloomberg TOMS, Ipreo Bookrunning, and Microsoft Office (Excel).

• Strong attention to detail, organizational, and problem-solving skills.

• Effective communication and ability to manage multiple priorities.

• FINRA Series 52 (or ability to obtain within 6 months).

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